Richard W. Stockton, Jr.

As Director of Marketing and Investor Relations at Sandalwood Securities, Rick is responsible for sourcing, cultivating and managing investors and relationships in addition to distributing the firm’s investment offerings. Prior to Sandalwood, Rick was Managing Director of Investor Relations at a privately owned Registered Investment Advisor in New York City where he spent the previous six years. He worked with high net worth individuals, family offices, and institutions from both an allocation and an investment management perspective across all asset classes. Prior to that, he was a Director in the Private Wealth Management division of Deutsche Bank for eight years where he worked as a Relationship Manager and the point person for high net worth and institutional Private Banking and Investment Management relationships. Prior to Deutsche Bank, he worked in the Private Bank at UBS, and he began his career at the Investor Relations firm of Abernathy MacGregor. Rick earned a BA in History from Trinity College. Rick resides in Summit, NJ with his wife, Betsy, where they raised three grown children.